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Supply Chain Due Diligence Practical Guide

Environmental Compliance (Abstracted)

1. Strategic Context

Environmental compliance has shifted from an optional "bonus" to a mandatory market entry requirement. Global regulations like EU CSRD, EUDR, and CBAM are redefining expectations for supply chain environmental performance.

2. The 4-Pillar Environmental Audit Framework

To manage environmental risks effectively, the guide categorizes requirements into four actionable domains:

Pillar A: Environmental Management Systems (EMS)

  • Core Standard: ISO 14001 (PDCA cycle: Plan-Do-Check-Act).
  • Key Requirement: Companies must identify their Environmental Aspects (activities) and their Environmental Impacts (results).
  • Compliance Marker: Legal "Three Simultaneous" (Design, Construction, Operation) policy for environmental facilities.

Pillar B: Pollution Prevention & Control

  • Air/Water: Monitoring Chemical Oxygen Demand (COD) and emissions.
  • Waste: Strict separation of Hazardous Waste (HW) with legal transfer manifests.
  • Chemicals: Adherence to REACH (registration) and RoHS (restricted substances).

Pillar C: Resource Efficiency & Climate

  • GHG Accounting: Tracking emissions across Scopes 1, 2, and 3.
  • Energy/Water: Implementation of reduction targets and monitoring in high-stress areas.

Pillar D: Biodiversity & Land Use

  • Deforestation: Compliance with EUDR, ensuring products like rubber and wood are not linked to post-2020 deforestation.
  • Ethics: Respecting FPIC (Free, Prior and Informed Consent) for indigenous lands.

3. High-Risk Red Flags for Auditors

  • Unpermitted discharge pipes (bypass).
  • Inaccurate GHG data or "Greenwashing" claims.
  • Missing Hazardous Waste manifests or improper storage.
  • Sourcing from protected biodiversity zones without documentation.

4. Key Data Resources

  • IPE Blue Map: Essential for checking environmental violation records of Chinese factories.
  • RMI/CMRT: For mineral-related environmental and social tracing.
  • Protected Planet: Global database for verification of protected area boundaries.

Derived from the Supply Chain Due Diligence Practical Guide Series (2025 Edition).

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